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20180605_ppt_part1.pdf
... supports the FSTB in conducting the territory-wide ML/TF Risk Assessment 3© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Overall ML / TF Risk 4© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 ML Risk Medium High TF Risk Medium Low 5© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Sectoral Risk • 12 sectoral assessments...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2019-11-05
[PDF]
e-ppt20141013-01.pdf
... purposes without the OCI’s prior written consent. 2 AML/CFT Systems and Senior Management Oversight How well do insurance institutions understand their ML/TF risks and apply mitigating measures commensurate with their risks? 3 AML/CFT Systems and Senior Management Oversight 4 Country risk – whether...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2019-11-05
[PDF]
cir_20190809.pdf
... File Name (4) Annex Annex on discount rates HKQIS2019 Annex.xlsx (5) Q&A template A template for QIS participants to submit questions which will be responded by the IA throughout the questions and answers (Q&A) process HKQIS2019 Q&A_Template.xlsx QIS Matching Adjustment Package (applicable to insurers...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190809.pdf -
Date: 2019-11-29
[PDF]
cir_aml_20170922.pdf
... Therefore, the assets freeze, travel ban and arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) no longer apply to the name set out below. A. Individual associated with ISIL (Da’esh) and Al-Qaida QDi.109 Name: 1: ZULKIFLI 2: ABDUL HIR 3: na 4: na Title: na Designation: na DOB: a...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170922.pdf -
Date: 2018-01-15
... ......................................................................................................................... 34 Chapter Three: Internal Controls ............................................................................................................... 34 Risk-Based Approach – Guidance for the Insurance Sector - October 2009 4 - © 2009 FATF/OECD ANNEX 1: IAIS INSURANCE CORE PRINCIPLE ON AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... ......................................................................................................................... 34 Chapter Three: Internal Controls ............................................................................................................... 34 Risk-Based Approach – Guidance for the Insurance Sector - October 2009 4 - © 2009 FATF/OECD ANNEX 1: IAIS INSURANCE CORE PRINCIPLE ON AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... ......................................................................................................................... 34 Chapter Three: Internal Controls ............................................................................................................... 34 Risk-Based Approach – Guidance for the Insurance Sector - October 2009 4 - © 2009 FATF/OECD ANNEX 1: IAIS INSURANCE CORE PRINCIPLE ON AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
... 2022. As foreshadowed in our circular of 25 August 2020, during the 4th quarter of 2020, the IA has undertaken a full and detailed schedule of work in preparation for the full roll-out of the licence application process for deemed licensees. Numerous briefing sessions have been carried out to the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_08012021_Applications_for_new_licences_by_deemed_licensees.pdf -
Date: 2021-12-10
... 2022. As foreshadowed in our circular of 25 August 2020, during the 4th quarter of 2020, the IA has undertaken a full and detailed schedule of work in preparation for the full roll-out of the licence application process for deemed licensees. Numerous briefing sessions have been carried out to the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_08012021_Applications_for_new_licences_by_deemed_licensees.pdf -
Date: 2021-09-09
... companies with whom they have dealings to source their insurance. - 4 - CONCLUDING REMARKS The requirements highlighted in this circular are, of course, not the only requirements applicable to licensed insurance broker companies. Broker companies should also be aware of the other requirements in the Broker...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21