... Key AML/CFT considerations Risk-based approach No one-size-fits-all 1. AML/CFT risk assessment 2. Additional measures for NFTF channel 3. Identity Information 4. Premium collection 5. Transaction monitoring 6. Technology adopted 3. Straight-through process 8. CDD performed by an insurance intermediary...

... Key AML/CFT considerations Risk-based approach No one-size-fits-all 1. AML/CFT risk assessment 2. Additional measures for NFTF channel 3. Identity Information 4. Premium collection 5. Transaction monitoring 6. Technology adopted 3. Straight-through process 8. CDD performed by an insurance intermediary...

... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...

...) Insurance Industry Regulatory and Development Concern Group (ICG) Main Progress in Implementation Rules, Codes and Guidelines Proposed Rules Progress 1. Rules on Maximum Number of Authorized Insurers - Prescribe the cap on number of insurers that an insurance agent may represent • Have completed soft...

... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...

...) Insurance Industry Regulatory and Development Concern Group (ICG) Main Progress in Implementation Rules, Codes and Guidelines Proposed Rules Progress 1. Rules on Maximum Number of Authorized Insurers - Prescribe the cap on number of insurers that an insurance agent may represent • Have completed soft...

... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...

...) Insurance Industry Regulatory and Development Concern Group (ICG) Main Progress in Implementation Rules, Codes and Guidelines Proposed Rules Progress 1. Rules on Maximum Number of Authorized Insurers - Prescribe the cap on number of insurers that an insurance agent may represent • Have completed soft...

... 1 13th Annual Meeting & Conference of the Asian Forum of Insurance Regulators (AFIR) 7 June 2018 Welcome Remarks by Dr Moses Cheng Chairman of the Insurance Authority Chairman Chen1, distinguished guests, ladies and gentlemen. Good Morning. On behalf of the Insurance Authority (IA), I am deeply...

... Notes on Application for Insurance Intermediary Licence Individual Insurance Agent/Technical Representative (Agent)/Technical Representative (Broker) 1 These Notes aim to provide guidance on matters relating to an application to become a Licensed Individual Insurance Agent, Licensed Technical...