... Licensing Examination for Securities and Futures Intermediaries 1 Candidates are recommended to study the 2017 Edition of the Study Notes for examinations to be held from 6 November 2017 onwards. Insurance Intermediaries Qualifying Examination – Paper V Syllabus for Investment-linked Long Term...

... Broker Survey and Statistics In order to have a broad and general understanding of the entire insurance broking industry, the Insurance Authority collects business information from insurance brokers by way of a survey. Please click on the link below to...

... 1 MEMBERSHIP REGULATIONS 1. Introduction 1.1 These Regulations are made pursuant to Article 5A of the Articles of Association of the Hong Kong Confederation of Insurance Brokers. 1.2 These Regulations were first made on 11 February 1993 and were subsequently amended on 14 December 1993, 26 October...

... Anti-Money Laundering and Counter-Terrorist Financing (“AML/CTF”) Money laundering and terrorist financing can potentially damage and pose serious threats to the integrity and stability of a financial system. To protect the insurance industry from...

... Insurance Intermediaries Quality Assurance Scheme Long Term Insurance Examination Study Notes 2017 Edition 1 Study Notes for Long Term Insurance Examination Update Renaming of The Insurance Claims Complaints Bureau The Insurance Claims Complaints Bureau (‘ICCB’) has been renamed The Insurance...

... Interpretation Notes Page 1 of 2 Interpretation Notes Guideline on Cooling-off Period (GL29) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of the Guideline on...

... Interpretation Notes Page 1 of 2 Interpretation Notes Guideline on Cooling-off Period (GL29) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of the Guideline on...