... Guideline, an insurance broker engaging in long term insurance business should determine the extent of customer due diligence measures using a risk-based approach depending upon the background of the customer and the product, transaction or service used by that customer. Annex Page 5 of 11 However, it was...

... 2022 Reporting Deadline: 30 September 2022 * Please see Completion Instructions and Reporting Procedures on Page 6 * A. PARTICULARS OF LICENSED INSURANCE INTERMEDIARY 1. Name in English*: 2. Name in Chinese* (if any): 3. IA Licence Number: 4. Mobile Number: 5. Email Address: * Full name as shown on...

... 2022 Reporting Deadline: 30 September 2022 * Please see Completion Instructions and Reporting Procedures on Page 6 * A. PARTICULARS OF LICENSED INSURANCE INTERMEDIARY 1. Name in English*: 2. Name in Chinese* (if any): 3. IA Licence Number: 4. Mobile Number: 5. Email Address: * Full name as shown on...

... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...

... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...

... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...

... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...

.../reg_matters/files/Circular_27032020.pdf 3 Except the “post-sale call” requirements under GL26 if the customer already opts in for the “end-to-end recording” as specified in the circular issued by the IA on 5 August 2020. https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files...

... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...

... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...