Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
20180605_ppt_part2.pdf
... Obliged to transfer information to law enforcement agencies on suspicious cases or upon requirements from law enforcement agencies in Hong Kong without prior consent Thematic Onsite Inspections Insurance Institutions with material long term insurance business including MCVs. MCVs – IA’s Initiatives 20...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2021-11-12
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
[PDF]
20180605_ppt_part2.pdf
... Obliged to transfer information to law enforcement agencies on suspicious cases or upon requirements from law enforcement agencies in Hong Kong without prior consent Thematic Onsite Inspections Insurance Institutions with material long term insurance business including MCVs. MCVs – IA’s Initiatives 20...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2022-04-27
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
20180605_ppt_part2.pdf
... Obliged to transfer information to law enforcement agencies on suspicious cases or upon requirements from law enforcement agencies in Hong Kong without prior consent Thematic Onsite Inspections Insurance Institutions with material long term insurance business including MCVs. MCVs – IA’s Initiatives 20...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2019-11-05
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... VHIS Provider; product and premium information of the Certified Plans on offer; underwriting factors, material facts and information of consumers for underwriting purposes; eligibility for tax deduction; complaint handling procedures. (6) VHIS Providers should inform applicants of their obligations to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2017ver_2018_19update_file8.pdf -
Date: 2019-12-02