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⏭... further details. Ends Notes: 1 Co-organised with the Hong Kong Academy of Finance 2 AIF 2023 is a Type 7 Qualified CPD Activity specified under the CPD Guideline (GL24) issued by the IA. For details, please refer to the confirmation email upon successful...
https://www.ia.org.hk/english/infocenter/press_releases/20231110.html -
Date: 2023-11-10
... to encourage greater use of E- learning Activities, the cap on the number of CPD hours that can be obtained through Type 1 and Type 7 E-learning Activities for each Assessment Period is lifted permanently. This means that there is no longer any cap on the number of CPD hours to be earned through...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_25032022_Eng.pdf -
Date: 2022-05-31
[PDF]
2q19gen.pdf
... 463,166 278,433 265,933 53,858 36,177 139,712 69,433 93,777 3 54,478 81,498 財產損壞 Property Damage 1,979,124 923,508 864,353 522,548 316,031 736,549 239,031 166,136 247 251,206 130,733 303,939 119,089 87,887 36,208 (2,710) 255,913 60,943 49,160 1,619 46,206 (6,388) 300,738 164,990 166,213 67,124 42,720...
https://www.ia.org.hk/english/infocenter/statistics/files/2q19gen.pdf -
Date: 2020-03-13
... dealing with referral business, CIB is concerned with the following: 1. Whether the Referrers have held themselves out as Members’ representative in or from Hong Kong but when in fact they are not, 2. Whether the Members have, by their own conduct: 2.1 Permitted such persons to act as their Technical...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN8_Guidance_Note_on_Dealing_with_Referral_Business_v1_7_5_2010_eg19.pdf -
Date: 2019-12-20
[PDF]
QAs_GL14_2020623.pdf
... Questions and Answers on “Guideline on Outsourcing” (“GL14”) Q1 Is management of investment assets by a service provider, such as providing investment advice and/or buying securities, regarded as outsourcing? A1 Such activity falls under “investment management” in Annex 1 to GL14 and is regarded...
https://www.ia.org.hk/english/legislative_framework/files/QAs_GL14_2020623.pdf -
Date: 2020-09-24
[PDF]
T_G17_2020.pdf
... 29.7 32.4 40.8 3.7 4.9 29.6 32.1 40.8 3.6 201.5 92.1 161.2 147.7 267.5 168.4 73.0 147.0 132.2 193.1 49.4 54.5 47.9 53.0 99.2 39.3 55.9 47.1 51.8 85.6 789.9 890.8 1,014.0 1,249.4 1,869.0 578.6 681.0 816.6 945.5 1,506.2 345.8 392.4 2,231.8 524.4 772.2 326.8 382.0 2,224.4 516.7 667.4 65.9 146.7 226.8...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G17_2020.pdf -
Date: 2021-10-07
[PDF]
T_G17_2019.pdf
... 153.6 191.6 179.2 228.9 0.0 4.9 29.7 32.4 40.8 0.0 4.9 29.6 32.1 40.8 235.9 201.5 92.1 161.2 147.7 184.1 168.4 73.0 147.0 132.2 45.0 49.4 54.5 47.9 53.0 44.7 39.3 55.9 47.1 51.8 956.0 789.9 890.8 1,014.0 1,249.4 619.9 578.6 681.0 816.6 945.5 384.9 345.8 392.4 2,231.8 524.4 354.4 326.8 382.0 2,224.4...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G17_2019.pdf -
Date: 2020-09-30
[PDF]
T_G21_2018.pdf
... - - - - 15,770 13,787 - - - - 91 91 - - - - - - 144 144 77,265 54,905 - - 9,325 4,896 8 1 - - - - 99,784 72,450 11,080 5,234 3 - 21,151 2,861 3 (2) - - - - 92,842 11,342 8,854 8,821 11 11 990 990 - - - - - - 42,546 37,830 155,395 139,735 - - 2,790 130 - - - - - - 217,752 140,437 3,497 2,721 71 11 10,452 913...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G21_2018.pdf -
Date: 2019-11-04