... supervisory requirements adopted under Phase 2 of the TFM. (vii) Insurers and intermediaries should put in place adequate policies and procedures, as well as control and monitoring on transactions where the variation has been adopted. (viii) Insurers and intermediaries should provide staff training as...

... powers over the DIHC – (a) determination of a supervised group to which the DIHC belongs; (b) governance on shareholder controllers, chief executives, directors and key persons in control functions of the DIHC; (c) regulatory powers such as requiring the DIHC to submit...

... directors of a Member or a body corporate of which the Member is a Subsidiary are accustomed to act; (iii) who, alone or with any associate or through a nominee, is entitled to exercise, or control the exercise of, 15% or more of the voting power at any general meeting of a Member or of a body corporate of...

... FATF Statement and subject the transactions associated with the DPRK to increased scrutiny and enhanced due diligence. In addition, you are reminded that it is an offence under section 4 of the Weapons of Mass Destruction (Control of Provision of Services) Ordinance (Cap. 526) for a person to provide...

... business funds to support its long-term business liabilities. The ICO also prescribes a local asset requirement for general insurance business (except for reinsurance and captives). 2.1.4 The IA has issued various Guidance Notes with focus on governance, risk management and internal control of insurers....

..., terrorist leaders, or to have links with such persons. The text of the Executive Order and the list of the 27 entities are available on the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac). You are advised to review carefully the list of 27 entities...

... The list of these 3 entities is attached at Annex II. You are advised to browse the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac) regularly for the latest information. You should review your records carefully to see whether you have had, or...

... complaints received by the IA against them, etc in conducing on-site inspections.   The IA will communicate with insurance broker companies on control deficiencies and/or concerns relevant to compliance with the applicable laws and regulations identified during on-site inspections.  Broker...

...; determination of a supervised group to which the DIHC belongs; governance on suitability of shareholder controllers, chief executives, directors and key persons in control functions of the DIHC through prior approval requirements and objection by the IA; requirements on certain financial...