Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
MA-IA_GWS_MoU_2021.pdf
... cooperation between them with respect to the regulation and supervision of entities or financial groups in which both Parties have a mutual regulatory interest. 3. Pursuant to section 95C of the IO, the IA may designate a Hong Kong- incorporated insurance holding company of an insurance group as a designated...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MA-IA_GWS_MoU_2021.pdf -
Date: 2021-11-01
[PDF]
MA-IA_GWS_MoU_2021.pdf
... cooperation between them with respect to the regulation and supervision of entities or financial groups in which both Parties have a mutual regulatory interest. 3. Pursuant to section 95C of the IO, the IA may designate a Hong Kong- incorporated insurance holding company of an insurance group as a designated...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MA-IA_GWS_MoU_2021.pdf -
Date: 2021-09-01
[PDF]
Circular_01042022.pdf
... ascertain whether the customer2 is purchasing the life insurance policy using premium financing3. They should for example, make sufficient enquiries to the customer to find out whether the customer is funding or intends to fund the purchase of the policy using premium financing. 2. If the customer has...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01042022.pdf -
Date: 2022-05-31
... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... accepts the policy application. Q3 Paragraph 6.12 of the Guideline specifies that if the customer has indicated that he/she wants or is willing to choose or manage different investment choices with professional advice to be provided by the authorized insurer or licensed insurance intermediary, no ILAS...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-09-24
... accepts the policy application. Q3 Paragraph 6.12 of the Guideline specifies that if the customer has indicated that he/she wants or is willing to choose or manage different investment choices with professional advice to be provided by the authorized insurer or licensed insurance intermediary, no ILAS...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-12-21
[HTML]
Disclaimer
... Traditional Chinese version should prevail. Accessibility Statement This website adopts web accessibility design and conforms to the World Wide Web Consortium (W3C) internationally recognised Web Content Accessibility Guidelines (WCAG) 2.0 Level AA standard. This means that it meets...
https://www.ia.org.hk/english/disclaimer/disclaimer.html -
Date: 2018-10-15