... 1 FT Asia Insurance Summit 2019 “Charting a course for growth” Regulatory Keynote Speech by Mr Raymond Tam Executive Director (Policy and Development) of Insurance Authority 9 October 2019 Ravi1, distinguished guests, ladies and gentlemen, Good morning. It is a great pleasure to join you all here...

... FATF Statement and IAIS Paper Our Ref: INS/TEC/6/45 12 November 2021 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Publication of Revised Application Paper on Combating Money Laundering...

... the WMD(CPS)O) respectively; (c) section 25A of the DTROP and the OSCO as well as sections 12 and 14 of the UNATMO make it an offence if a person fails to disclose, as soon as it is reasonable for him to do so, his knowledge or suspicion of any property that directly or indirectly, represents a person...

... culture of trust and ethical business practices to safeguard policyholder interests. “ CONDUCT IN FOCUS 9 General principles of good conduct go beyond mere compliance with law and demand far more than a mere tick- box compliance mentality. They require insurance practitioners to use their judgement to do...

... culture of trust and ethical business practices to safeguard policyholder interests. “ CONDUCT IN FOCUS 9 General principles of good conduct go beyond mere compliance with law and demand far more than a mere tick- box compliance mentality. They require insurance practitioners to use their judgement to do...

... customers’ needs and that FNA should be carried out “during the sales advisory process”. Do the FNA requirements apply to Direct to Customer channel such as internet sale? A 8. Yes. The FNA requirements apply to all channels of distribution. Q 9. If the customer indicates a need to use ILAS for investment...

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.../complaint_form.html https://iir.ia.org.hk/#/index https://www.youtube.com/channel/UCuves9uqEFh18Tk4no6865w https://www.facebook.com/KoiSaiPoKam https://www.linkedin.com/company/insurance-authority-hk?originalSubdomain=hk https://www.ia.org.hk/en/index.html ...