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⏭... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... Life Insurance Policy Replacement – What you need to know 2 Introduction A life insurance policy1, unlike a general insurance policy, involves a longer policy period. You will normally suffer losses if you surrender an existing life insurance policy, particularly during the early years of the...
https://www.ia.org.hk/english/infocenter/files/Life_Insurance_Policy_e_Jun_2021.pdf -
Date: 2021-12-14
... 1 Asian Insurance Forum 2020 “Spearheading Change for a Sustainable and Resilient Future” 8 December 2020 Welcome Remarks by Dr Moses Cheng Chairman of the Insurance Authority The Hon Chief Executive, Mr Dixon1, friends and colleagues, ladies and gentlemen, good morning! On behalf of the Hong Kong...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2020.pdf -
Date: 2021-09-08
... Life Insurance Policy Replacement – What you need to know 2 Introduction A life insurance policy1, unlike a general insurance policy, involves a longer policy period. You will normally suffer losses if you surrender an existing life insurance policy, particularly during the early years of the...
https://www.ia.org.hk/english/infocenter/files/Life_Insurance_Policy_e_Jun_2021.pdf -
Date: 2022-05-24
... 1 New Regulatory Regime for Insurance Intermediaries 23 September 2019 Speech by Dr Moses Cheng Praveen1, Rath2, Gary3, distinguished guests, friends and colleagues, ladies and gentlemen, Good afternoon. Let me extend to all of you my warmest welcome. Thank you so much for the efforts of making it...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2021-12-09
... 1 New Regulatory Regime for Insurance Intermediaries 23 September 2019 Speech by Dr Moses Cheng Praveen1, Rath2, Gary3, distinguished guests, friends and colleagues, ladies and gentlemen, Good afternoon. Let me extend to all of you my warmest welcome. Thank you so much for the efforts of making it...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2021-09-08
... thus contributing collectively to market integrity and consumer protection.” The IA acknowledges Mr Cheung’s cooperation in accepting the disciplinary actions which has resulted in prompt resolution of this matter1. For further information on the IA’s enforcement...
https://www.ia.org.hk/english/infocenter/press_releases/20240110.html -
Date: 2024-01-10
... 1 New Regulatory Regime for Insurance Intermediaries 23 September 2019 Speech by Dr Moses Cheng Praveen1, Rath2, Gary3, distinguished guests, friends and colleagues, ladies and gentlemen, Good afternoon. Let me extend to all of you my warmest welcome. Thank you so much for the efforts of making it...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2020-06-12