... Authority (IA) today (September 19) signed a Memorandum of Understanding(MoU) which aims to enhance the co-operation, exchange of information and mutual assistance between the two authorities. The MoU conforms with one of the recommendations of the Financial Sector Assessment Programme on Hong Kong...

... Risk Management Committee Top-down approach Long-term and forward- looking Appropriate Remuneration structure Risk Culture and Fair Treatment of Customers 11 • Obligation to fulfil contract terms in insurance policies • Implementing policies on Fair Treatment of Customers • The principles: Provision...

... Risk Management Committee Top-down approach Long-term and forward- looking Appropriate Remuneration structure Risk Culture and Fair Treatment of Customers 11 • Obligation to fulfil contract terms in insurance policies • Implementing policies on Fair Treatment of Customers • The principles: Provision...

... Jan 2011) Page 2 of 11 3) The applicant(s) must then tick one of either box A, B or C in “Section II: Suitability Declaration”. a) Box A should be ticked where the sale representative and the applicant(s) agree that the product is suitable for the applicant(s), based on the information provided by the...

... terrorists and terrorist associates designated by the United Nations Security Council Committee (“Committee”) has been specified under the United Nations (Anti-Terrorism Measures) Ordinance (“UNATMO”). The list has been published in the Gazette (G.N. 22) on 6 January 2017 and is available on the Government’s...

... Council, the appointed examination body for the IIQE, unless otherwise exempted. For details, please make reference to Annex 1 to GL23: Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap.41).   Syllabuses...

... registration status of the registered MPF intermediaries and their assigned frontline regulator on the MPFA’s website at http://www.mpfa.org.hk. ...