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⏭... 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training 4 Presenter Presentation Notes Way Forward • Provide AML/CFT guidance to insurance sector through seminars/briefings and circulars • Assess insurers...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[PDF]
GL18.pdf
... as a group and in the latter case, the insurer’s role in that group; (x) the nature and extent of any financial crime facilitated, occasioned or otherwise attributable to the conduct; (xi) the level of senior management involved and the extent of their involvement; (xii) whether there is a breach of...
https://www.ia.org.hk/english/legislative_framework/files/GL18.pdf -
Date: 2020-09-24
[PDF]
mu200512.pdf
... SFC UNDER THE MOU...6 6 STATUS OF THE MOU ..............................................................................7 7 FUTURE POLICY DEVELOPMENT.........................................................8 8 CONFIDENTIALITY AND USE OF INFORMATION.............................8 9 CONTACT PERSONS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
[PDF]
mu200512.pdf
... SFC UNDER THE MOU...6 6 STATUS OF THE MOU ..............................................................................7 7 FUTURE POLICY DEVELOPMENT.........................................................8 8 CONFIDENTIALITY AND USE OF INFORMATION.............................8 9 CONTACT PERSONS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01
[PDF]
mu200512.pdf
... SFC UNDER THE MOU...6 6 STATUS OF THE MOU ..............................................................................7 7 FUTURE POLICY DEVELOPMENT.........................................................8 8 CONFIDENTIALITY AND USE OF INFORMATION.............................8 9 CONTACT PERSONS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-09-01
[PDF]
mu200512.pdf
... SFC UNDER THE MOU...6 6 STATUS OF THE MOU ..............................................................................7 7 FUTURE POLICY DEVELOPMENT.........................................................8 8 CONFIDENTIALITY AND USE OF INFORMATION.............................8 9 CONTACT PERSONS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-06-19
... Ukraine to address the deficiencies in their anti-money laundering regimes, the FATF has recommended the application of counter-measures from 15 December 2002 in respect of these two jurisdictions unless their governments enact significant legislation which addresses the identified money laundering...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular221002L.html -
Date: 2017-06-23
... Product Selection 6. Members should put in place appropriate procedures to select from the market and present to clients suitable and adequate options that are available to meet their specific needs and financial circumstances. 7. Members should be both provider and product neutral in the selection...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170601.pdf
... United Nations Sanctions (Central African Republic) Regulation 2017 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply please quote this ref. INS/TEC/6/45 來函檔號 Your ref....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170601.pdf -
Date: 2018-01-15