... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

... under the New Regulatory Regime for Insurance Intermediaries – Additional Facilitative Measures The Insurance Authority (“IA”) issued a circular on 28 February 2020 regarding a temporary facilitative measure to extend the Continuing Professional Development (“CPD”) fulfillment deadline this year by 3...

... under the New Regulatory Regime for Insurance Intermediaries – Additional Facilitative Measures The Insurance Authority (“IA”) issued a circular on 28 February 2020 regarding a temporary facilitative measure to extend the Continuing Professional Development (“CPD”) fulfillment deadline this year by 3...

... the Chairman for giving me this opportunity to share with you some of the latest developments of the Insurance Authority (IA). 3. It seems not too long ago that I attended the previous Annual Reception of the Hong Kong Federation of Insurers (HKFI). Time flies and here we are, I am attending the...

... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

... purposes or for use within an insurance institution. These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 3 Outline I. Money Laundering / Terrorist Financing (“ML/TF”) Risk Assessment at institutional level II....

... financial assets or economic resources to relevant persons or entities, or dealing with funds or other financial assets or economic resources belonging to such persons or entities are prohibited, except with a licence. (3) United Nations Sanctions (Democratic Republic of the Congo) Regulation 2017 Further...

...: 1. Responsibilities of principals and individual licensees; 2. The cap on CPD hours completed by E-learning Activities for each CPD Assessment Period; 3. CPD activities delivered via virtual classroom platforms; 4. CPD hour requirements for a person whose licence is suspended or revoked for less than...