Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... financial regulators. 1. † Has the Individual ever been registered with the Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.:___________________) ☐ No 2. † Has the Individual ever been licensed by the Securities and Futures Commission (“SFC...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
... financial regulators. 1. † Has the Individual ever been registered with the Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.:___________________) ☐ No 2. † Has the Individual ever been licensed by the Securities and Futures Commission (“SFC...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-05-31
... insurance broker companies carrying on regulated activities in respect of long term business. 2 The statement can be found on the website of the FATF. (https://www.fatf-gafi.org/publications/high-risk-and- other-monitored-jurisdictions/documents/call-for-action-october-2021.html). 3 Please refer to our...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATF_Public_Statement_Circular_20211112.pdf -
Date: 2021-11-26
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_GN7_GN_on_Compliance_CPD_v2_13_6_2005_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Guideline_on_IIQAS_CPD_Programme_v2_22_10_2012_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Membership_Withdrawal_Conditions_and_Requirements_v2_1_10_2005_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Memorandum_and_Articles_of_Association_v2_27_10_1994_eg19.pdf -
Date: 2019-12-20
... Order") I refer to my letters of 5 October 2001 and 19 October 2001 in respect of the above Executive Order issued by the US President. The US Government designated under the Executive Order a third list of 22 names on 2 November 2001 and a fourth list of 62 names on 7 November...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular081101.html -
Date: 2017-06-23