... Practice 7.1) to disclose to a client with respect to remuneration received from an insurer for arranging an insurance policy with the insurer on behalf of the client1. 3. This Practice Note does not have the force of law and should not be interpreted in a way that would override the provision of any law....

... political commitment to address the identified deficiencies. /… - 3 - The FATF and FATF-style regional bodies will continue to work with these jurisdictions and to report on the progress made in addressing the identified deficiencies. The statement can be found on the website of FATF (http...

... cooperation between them with respect to the regulation and supervision of entities or financial groups in which both Parties have a mutual regulatory interest. 3. Pursuant to section 95C of the IO, the IA may designate a Hong Kong- incorporated insurance holding company of an insurance group as a designated...

... cooperation between them with respect to the regulation and supervision of entities or financial groups in which both Parties have a mutual regulatory interest. 3. Pursuant to section 95C of the IO, the IA may designate a Hong Kong- incorporated insurance holding company of an insurance group as a designated...

... ascertain whether the customer2 is purchasing the life insurance policy using premium financing3. They should for example, make sufficient enquiries to the customer to find out whether the customer is funding or intends to fund the purchase of the policy using premium financing. 2. If the customer has...

... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...

... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...

... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...

... accepts the policy application. Q3 Paragraph 6.12 of the Guideline specifies that if the customer has indicated that he/she wants or is willing to choose or manage different investment choices with professional advice to be provided by the authorized insurer or licensed insurance intermediary, no ILAS...

... accepts the policy application. Q3 Paragraph 6.12 of the Guideline specifies that if the customer has indicated that he/she wants or is willing to choose or manage different investment choices with professional advice to be provided by the authorized insurer or licensed insurance intermediary, no ILAS...