... 2.1 THE LAW OF CONTRACT This is an area of law which affects every one of us, whether in our personal or business lives. As we shall see, contract is an essential element in civilised societies, therefore it is important to have some appreciation of this important subject. 2.1.1 Definition The...

... 2.1 THE LAW OF CONTRACT This is an area of law which affects every one of us, whether in our personal or business lives. As we shall see, contract is an essential element in civilised societies, therefore it is important to have some appreciation of this important subject. 2.1.1 Definition The...

... “Know Your Client” procedures. 2. The assessment of the clients’ needs should refer to their financial circumstances, total protection needs and requirements as disclosed and duly recorded in the forms or instruments of the Members in conducting the “Know Your Client” procedures. 3. If the clients are...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... (“Requirements”). 2 Purpose The purpose of the updated Requirements is to incorporate, among others, the enhanced requirements brought about through the introduction of the SFC Handbook to ensure that customers purchase ILAS products which are suitable for them and consistent with their requirements and risk...

... methodology that “Level 2” of the two subjects attained under the new reporting system be comparable to “Grade E” of the old system, hence equivalent to a pass in that subject at the Hong Kong Certificate of Education Examination. The specification of acceptable documentary proof is aligned accordingly and...

... made during the past year to promote Hong Kong as a global risk management centre and a regional insurance hub.  “The Belt and Road Initiative and the Greater Bay Area development are cornerstones of our strategy to strengthen market sustainability and global competitiveness,&rdquo...

... its active participation and support in both the Belt and Road Initiative and the Guangdong-Hong Kong-Macao Greater Bay Area development. This will in turn serve to reinforce our role as an international financial centre. The Equivalence Assessment Framework Agreement on Solvency Regulatory...