... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without...

... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without...

..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...

..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...

..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...

..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...

... organization): Contact Details: Question 1 Is the proposed definition of “regulated entity” sufficiently broad to cover all types of regulated entities in an insurance group? Question 2 Having regard to the intention in paragraphs 29 and 30 in the consultation paper, is there a need to specify the definitions...

... press “1” > ”0”). Anyone suspecting a scam can report the case to the Police via their “Anti-Scam Helpline 18222”. Ends ...

... Security Council Committee was published in the Gazette (G.N. 1000 and G.N. 1324) on 13 February 2004 and 27 February 2004 in accordance with the Ordinance and the Regulation respectively. The new list is available on the Government website (www.info.gov.hk/pd/content/index1.htm) under Gazette: Government...

... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...