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mu20140430.pdf
... share information and insights on regulatory and supervisory issues on AML/CFT, in particular those which may have a cross-sectoral impact. 6. The “Anti-Money Laundering Regulatory Enforcement Co-ordination Group” will have regular meetings to share outcomes of investigation and enforcement actions in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2021-09-01
[PDF]
mu20140430.pdf
... share information and insights on regulatory and supervisory issues on AML/CFT, in particular those which may have a cross-sectoral impact. 6. The “Anti-Money Laundering Regulatory Enforcement Co-ordination Group” will have regular meetings to share outcomes of investigation and enforcement actions in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-06-19
[PDF]
Circular_01062021.pdf
... difficulties and took a heavy toll on the financial services sector. Throughout the past 18 months, the insurance industry has displayed tremendous resilience in the face of prolonged social distancing and rising market volatilities. The formulation of appropriate risk management strategies and business...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01062021.pdf -
Date: 2021-12-10
[PDF]
Circular_01062021.pdf
... difficulties and took a heavy toll on the financial services sector. Throughout the past 18 months, the insurance industry has displayed tremendous resilience in the face of prolonged social distancing and rising market volatilities. The formulation of appropriate risk management strategies and business...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01062021.pdf -
Date: 2021-09-09
[PDF]
cir_aml_20170406.pdf
... terrorists and terrorist associates designated by the United Nations Security Council Committee (“Committee”) has been specified under the United Nations (Anti-Terrorism Measures) Ordinance (“UNATMO”). The list has been published in the Gazette (G.N. 1584) on 31 March 2017 and is available on the Government...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170406.pdf -
Date: 2018-01-15
... Association can consider granting such concession on a case-by-case basis. 6. Insurance intermediaries should maintain appropriate records and retain the supporting evidence of all CPD activities that they have attended in the way prescribed by the respective SROs. - 2 - Assessment Dates and Procedures 7....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CPD_Info_Sheet_Eng_Jun_2017.pdf -
Date: 2019-12-02
... Brokers and the Professional Insurance Brokers Association can consider granting such concession on a case-by-case basis. 6. Insurance intermediaries should maintain appropriate records and retain the supporting evidence of all CPD activities that they have attended in the way prescribed by the respective...
https://www.ia.org.hk/english/infocenter/faqs/files/CPD_Info_Sheet_Eng_Jun_2017.pdf -
Date: 2017-10-12