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Agent_Code_Eng.pdf
... authorized institution) or the Privacy Commissioner for Personal Data (in relation to personal data collected or used September 2019 Page 9 by the agent in carrying on regulated activities). 4. Status of this Code and effect of a breach of this Code 4.1 A failure by a licensed insurance agent to comply with...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
Broker_Code_Eng.pdf
... legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 9 Part B Interpretation The defined terms in this section shall bear their stated meaning in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... insurance agent appointed by an authorized insurer; or (ii) a licensed insurance broker company; or (b) that person’s duties only involve clerical or administrative duties. An authorized insurer which contravenes this prohibition commits a criminal offence. B1.9 In the remaining part of this section B, we...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... insurance agent appointed by an authorized insurer; or (ii) a licensed insurance broker company; or (b) that person’s duties only involve clerical or administrative duties. An authorized insurer which contravenes this prohibition commits a criminal offence. B1.9 In the remaining part of this section B, we...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
[PDF]
Circular_30092021.pdf
... Joint Inspection on the Use of Premium Financing to Take Out Long Term Insurance Policies in Hong Kong 30 September 2021 Ref: INS/TEC/9/2/2/26 HKMA/B1/15C To: Chief Executives of all authorized insurers carrying on long term insurance business, Responsible Officers of all licensed insurance broker...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_30092021.pdf -
Date: 2021-12-10
... standards. Under Rule 9(1) of the Broker Rules, the auditor’s report on the financial statements of a broker company must provide a true and fair view. If the broker company is incorporated in Hong Kong, the applicable accounting standards would be the accounting standards generally accepted in Hong Kong....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_Broker_Rules_Enclosure.pdf -
Date: 2020-06-24
... standards. Under Rule 9(1) of the Broker Rules, the auditor’s report on the financial statements of a broker company must provide a true and fair view. If the broker company is incorporated in Hong Kong, the applicable accounting standards would be the accounting standards generally accepted in Hong Kong....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20.11.2019_Enclosure.pdf -
Date: 2019-11-29
... mailto:[email protected] mailto:[email protected] Establishment of Hong Kong Insurance Implementation Support Group On 12 December 2017, the Hong Kong Institute of Certified Public Accountants (HKICPA) approved the issuance of HKFRS 17 Insurance Contracts. HKFRS 17 represents a fundamental...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HKICPA_letter_on_HKFRS_17.pdf -
Date: 2018-11-30
[PDF]
Form_A6_Eng_Oct_2020.pdf
... for misconduct, negligence, incompetence or mismanagement? ☐ Yes ☐ No 9. Have you ever been: (a) a controller, director or partner of a business entity in Hong Kong or elsewhere; and if so (b) whilst you were (or within 1 year after you ceased to be) such a controller, director or partner, was the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A6_Eng_Oct_2020.pdf -
Date: 2022-01-06
[PDF]
Form_A6_Eng_Oct_2020.pdf
... for misconduct, negligence, incompetence or mismanagement? ☐ Yes ☐ No 9. Have you ever been: (a) a controller, director or partner of a business entity in Hong Kong or elsewhere; and if so (b) whilst you were (or within 1 year after you ceased to be) such a controller, director or partner, was the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A6_Eng_Oct_2020.pdf -
Date: 2022-05-31