... laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? 8. Have you ever been dismissed or requested to resign from any position or office in Hong Kong or elsewhere for misconduct, negligence, incompetence or mismanagement? 9. Have you ever been: (a) a controller, director or...

... laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? 8. Have you ever been dismissed or requested to resign from any position or office in Hong Kong or elsewhere for misconduct, negligence, incompetence or mismanagement? 9. Have you ever been: (a) a controller, director or...

... be applied. B3 Record Keeping In accordance with paragraph 8.3 of the AML/CTF Guideline, an insurance broker engaging in long term insurance business should keep the original or a copy of the documents, and a record of the data and information, obtained in the course of identifying and verifying the...

... (Cap. 41) designating AIA Group Limited, FWD Management Holdings Limited and Prudential Corporation Asia Limited as a designated insurance holding company of their respective insurance groups 18 January 2021 L.N.8 of 2021 Notice under section...

... product design process. There are specific requirements for product design in Guideline on Underwriting Class C Business (GL15) and Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (GL16) on long term products and Guideline on Medical Insurance Business (GL31) on...

... investigation and/or disciplinary action or proceeding conducted by any professional body established under any laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? ☐ Yes ☐ No 8. Have you ever been dismissed or requested to resign from any position or office in Hong Kong or elsewhere...

... investigation and/or disciplinary action or proceeding conducted by any professional body established under any laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? ☐ Yes ☐ No 8. Have you ever been dismissed or requested to resign from any position or office in Hong Kong or elsewhere...