... licensed insurance agency or a licensed insurance broker company, a person concerned in the management of the regulated activities3 carried on by a licensed insurance agency or a licensed insurance broker company) (each a “Regulated Person4”, and together referred to as “Regulated Persons”) in the event of...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... accepts the policy application. Q3 Paragraph 6.12 of the Guideline specifies that if the customer has indicated that he/she wants or is willing to choose or manage different investment choices with professional advice to be provided by the authorized insurer or licensed insurance intermediary, no ILAS...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-09-24
... accepts the policy application. Q3 Paragraph 6.12 of the Guideline specifies that if the customer has indicated that he/she wants or is willing to choose or manage different investment choices with professional advice to be provided by the authorized insurer or licensed insurance intermediary, no ILAS...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-12-21
... Counter-Terrorist Financing (Guideline 3) and Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter Terrorist Financing (Guideline 3A) 13 September 2019 G.N.5699 of 2019 Notice under section 133(1) of...
https://www.ia.org.hk/english/legislative_framework/overview/gazette_notices.html -
Date: 2023-11-01
... become commonplace THESE AGENTS OF CHANGE ARE HAVING A GREATER IMPACT ON THE INSURANCE INDUSTRY THAN AT ANY TIME IN OUR LIVES Copyright © 2019 Deloitte Development LLC. All rights reserved.3 OUR EVERYDAY INTERACTIONS ARE FRAMING WHAT WE BELIEVE THE EXPERIENCE SHOULD BE ACROSS THE INSURANCE CUSTOMER...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/FTAHK.pdf -
Date: 2019-06-06
... not persons are carrying on “regulated activity” in certain sector-specific situations. A.3 Since the regulatory regime for insurance intermediaries came into effect on 23 September 2019, the IA has received enquiries on the issue of “regulated activity” involving different types of distribution...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... not persons are carrying on “regulated activity” in certain sector-specific situations. A.3 Since the regulatory regime for insurance intermediaries came into effect on 23 September 2019, the IA has received enquiries on the issue of “regulated activity” involving different types of distribution...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
... :- ................................................................................................................................................................ ................................................................................................................................................................ (Classes as set out in Parts 2 and 3 of Schedule 1.) 2. We further certify that the information supplied in support of this application is true and correct and that all estimates given are reasonable interpretations of facts which have been carefully considered and assessed. 3. We undertake to notify the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.pdf -
Date: 2022-01-06
... :- ................................................................................................................................................................ ................................................................................................................................................................ (Classes as set out in Parts 2 and 3 of Schedule 1.) 2. We further certify that the information supplied in support of this application is true and correct and that all estimates given are reasonable interpretations of facts which have been carefully considered and assessed. 3. We undertake to notify the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.pdf -
Date: 2022-05-31
... :- ................................................................................................................................................................ ................................................................................................................................................................ (Classes as set out in Parts 2 and 3 of Schedule 1.) 2. We further certify that the information supplied in support of this application is true and correct and that all estimates given are reasonable interpretations of facts which have been carefully considered and assessed. 3. We undertake to notify the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.pdf -
Date: 2020-06-24