Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... smaller issues, which individually may not justify a pecuniary penalty, but which do so when taken collectively; (x) whether the conduct is or was part of a more serious misconduct; (xi) in case of a responsible officer of a firm (i.e. a sole proprietor, partnership or company), or a person involved in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... smaller issues, which individually may not justify a pecuniary penalty, but which do so when taken collectively; (x) whether the conduct is or was part of a more serious misconduct; (xi) in case of a responsible officer of a firm (i.e. a sole proprietor, partnership or company), or a person involved in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... smaller issues, which individually may not justify a pecuniary penalty, but which do so when taken collectively; (x) whether the conduct is or was part of a more serious misconduct; (xi) in case of a responsible officer of a firm (i.e. a sole proprietor, partnership or company), or a person involved in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... smaller issues, which individually may not justify a pecuniary penalty, but which do so when taken collectively; (x) whether the conduct is or was part of a more serious misconduct; (xi) in case of a responsible officer of a firm (i.e. a sole proprietor, partnership or company), or a person involved in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
[PDF]
A1_Form_Jan_2022.pdf
... Box278: Off Check Box5: Off Check Box8: Off Check Box10: Off Check Box11: Off Check Box12: Off Check Box22: Off Check Box23: Off Check Box25: Off Check Box26: Off Check Box28: Off Check Box29: Off Check Box31: Off Check Box32: Off Check Box33: Off Check Box34: Off Check Box35: Off Check Box36: Off Check...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-01-06
[PDF]
A1_Form_Jan_2022.pdf
... Box278: Off Check Box5: Off Check Box8: Off Check Box10: Off Check Box11: Off Check Box12: Off Check Box22: Off Check Box23: Off Check Box25: Off Check Box26: Off Check Box28: Off Check Box29: Off Check Box31: Off Check Box32: Off Check Box33: Off Check Box34: Off Check Box35: Off Check Box36: Off Check...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-05-31