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Cir_30.08.2019.pdf
... to be conducted from 2 December 2019 onwards, the examination questions will be based on the Updates attached to the Study Notes appropriate. Should you have any enquiries regarding the above, please contact Ms Anita Ng at 3899 9746 or Ms Lillian Kwan at 3899 9763. Yours faithfully, Shirley To Senior...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_30.08.2019.pdf -
Date: 2019-11-29
... compliance of their appointed individual licensees to the IA by 31 October 2021. Further details are provided below. - 2 - Instructions for reporting by individual licensees to principals As stated, individual licensees must submit a duly completed CPD Declaration Form to their appointing principal by 30...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021.pdf -
Date: 2021-12-10
... compliance of their appointed individual licensees to the IA by 31 October 2021. Further details are provided below. - 2 - Instructions for reporting by individual licensees to principals As stated, individual licensees must submit a duly completed CPD Declaration Form to their appointing principal by 30...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021.pdf -
Date: 2021-09-09
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Speeches / Articles
...; Ms Maria Tsui, Head of Enforcement; and Mr Alan Wu, Senior Manager, Market Conduct, at the ICG Seminar 2023 30/3/2023 Presentation by Mr Clement Cheung, Chief Executive Officer, at the Guy Carpenter 2023 CEO Forum 14/2/2023...
https://www.ia.org.hk/english/infocenter/speeches_articles.html -
Date: 2024-01-18
... financial regulators. 1. † Has the Individual ever been registered with the Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.:___________________) ☐ No 2. † Has the Individual ever been licensed by the Securities and Futures Commission (“SFC...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
... financial regulators. 1. † Has the Individual ever been registered with the Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.:___________________) ☐ No 2. † Has the Individual ever been licensed by the Securities and Futures Commission (“SFC...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-05-31
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_GN7_GN_on_Compliance_CPD_v2_13_6_2005_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Guideline_on_IIQAS_CPD_Programme_v2_22_10_2012_eg19.pdf -
Date: 2019-12-20