.../she has in purchasing an insurance product, no ILAS product should be introduced or recommended to the customer. 3 [Version 8 on 26 August 2020] Q4 Instead of asking a customer to provide the amount of disposable income, could the customer be asked to provide details about his/her income (including...

... Fit and Proper persons. 4 New Regulatory Regime for Insurance Intermediaries Types of Licensees under New Regime Types of Insurance Intermediaries under Self- Regulatory Regime Licensed Insurance Agent Appointed Insurance Agent Licensed Insurance Agency Insurance Agency Licensed Individual Insurance...

... course of your official duty. 重要告示 香港警務處持有並保留本簡報檔案包括版權在內的所有權益。除預 先獲得警務處處長書面許可外，本簡報檔案只可用作個人學習及處 理公務上用途。 @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R...

... Version: June 2021 2 Form S5 4. † Has the Individual ever been licensed by or registered with other financial regulators, or self-regulatory organizations for insurance intermediaries in or outside Hong Kong (including Insurance Agents Registration Board, The Hong Kong Confederation of Insurance Brokers...

... course of your official duty. 重要告示 香港警務處持有並保留本簡報檔案包括版權在內的所有權益。除預 先獲得警務處處長書面許可外，本簡報檔案只可用作個人學習及處 理公務上用途。 @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R...

... Version: June 2021 2 Form S5 4. † Has the Individual ever been licensed by or registered with other financial regulators, or self-regulatory organizations for insurance intermediaries in or outside Hong Kong (including Insurance Agents Registration Board, The Hong Kong Confederation of Insurance Brokers...

... course of your official duty. 重要告示 香港警務處持有並保留本簡報檔案包括版權在內的所有權益。除預 先獲得警務處處長書面許可外，本簡報檔案只可用作個人學習及處 理公務上用途。 @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R...

... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...

... request 1.4 IA will, on request, provide additional information relating to its policies, functions, decisions and other matters falling within its area of responsibility, except those requests for information in the areas listed in Part 2, which may be refused. Legal obligations and restrictions 1.5 The...