... account of in determining the client money requirement. Such reconciliations should be carried out whenever the ledgers are updated which should be no less than monthly. 4.6 Make good the balance of the client accounts within the next business day, (a) When a deficiency of funds in client accounts is...

... will also need to be taken account of in determining the client money requirement. Such reconciliations should be carried out whenever the ledgers are updated which should be no less than monthly. 4.6 Make good the balance of the client accounts within the next business day, (a) When a deficiency of...

... process of taking out an insurance policy online is handled on your own, including searching for products, making real-time enquiries, requesting quotations, underwriting, confirming an insurance policy, and paying premiums. Before you take action, read the following 6 smart tips: 2 Cyber security11...

...保險機構違反相同或類似的指明條文。 2.4. 條例第 21(2)(c)(ii)條述明，有關當局可施加的其中一個最高 罰款額，是有關機構所獲取利潤或所避免開支的金額的三 倍。儘管如此，保監局在任何一宗個案中施加的罰款，不一 定會與有關機構所獲取的利潤或所避免的開支掛鈎。 2 2.5. 罰款不應導致有關保險機構陷入財政困難。保監局在考慮這 項因素時，會顧及該機構的規模及財政資源。 2.6. 違規行為愈嚴重，保監局就愈有可能施加罰款，而罰款額也 愈高。保監局在決定違規行為的嚴重程度時，會考慮有關個 案的所有情況及下列因素(但不限於這些因素)。 (a) 違規行為的性質、嚴重程度及影響，包括： (i) 有關...

... cir_aml_20170922.pdf 22 September 2017 Direct line: 2153 2181 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (South Sudan) Regulation 2017 United Nations Sanctions (Democratic Republic of...

.../terrorism.html) under the respective headings of "Names of Individuals Designated on 30 April 2004" and "Names of Entities Designated on 6 May 2004". You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the...

... Underwriting Corporate Disclosure Green and Sustainable Finance 6 Open API Framework for the Insurance Sector Guidance Stakeholders Involvement API Technology Use Cases Data Ecosystem and Partnership 7 Data Cloud Security Work Efficiency Governance Core System Regtech Adoption Regulatory Compliance Financial...

... Commencement of the Financial Institutions (Resolution) Ordinance 6 July 2017 Amendments to Schedule 3 to the Insurance Ordinance (Cap. 41) 20 June 2017 Revised Subsidiary Legislation and Statutory Forms...

... Integration 4 • RCEP Agreement was signed on 15 November 2020 by the 10 ASEAN states, Australia, Mainland China, Japan, Korea and New Zealand. • The Agreement covers about 30% of global population and GDP, 28% of global trade and 25% of global insurance premiums. • There are potential synergies with the...

... Integration 4 • RCEP Agreement was signed on 15 November 2020 by the 10 ASEAN states, Australia, Mainland China, Japan, Korea and New Zealand. • The Agreement covers about 30% of global population and GDP, 28% of global trade and 25% of global insurance premiums. • There are potential synergies with the...