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⏭... Statements issued by the Financial Action Task Force (“FATF”) Our Ref: INS/TEC/6/45 16 March 2022 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Further to our letter of 12 November 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATFPublicStatementCircular20220316.pdf -
Date: 2022-05-31
[PDF]
CEv2_20191108.pdf
... Statements issued by the Financial Action Task Force ("FATF") 8 November 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Further to our letter of 15 July 2019, we are...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/CEv2_20191108.pdf -
Date: 2019-12-24
... report number and details of academic certificate. 6. For further details or enquiry, you may refer to “常见问题 “ at CHSI website (http://www.chsi.com.cn/xlrz/help.jsp) or call its hotline at 8610-62166727 or 8610- 61139123 Basic Steps for Online application for a CHESICC Verification Report 1. Flowchart...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Circular_Reg._Enhance_Verif._of_Academic_Cert._v1_27_3_2017_eg19.pdf -
Date: 2019-12-20
.../or in negotiating or arranging insurance contracts in or from Hong Kong. Such matters will be attended by the Disciplinary Committee for a charge against the Member and/or its Chief Executive and/or its Technical Representative of breaching Membership Regulation 7.6 which provides that: “A Member...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN8_Guidance_Note_on_Dealing_with_Referral_Business_v1_7_5_2010_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170817.pdf
... United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (Democratic People's Republic of Korea) Regulation 17 August 2017 Direct line: 2153 2181 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170817.pdf -
Date: 2018-01-15
[PDF]
Broker_Code_Eng.pdf
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
[PDF]
Broker_Code_Eng.pdf
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10