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⏭... control of the regulated activities of an agency or a broker company, the IA will take a “substance over form” approach to seek to understand the actual role played by the director in the agency or broker company. The type of factors and questions the IA will consider in this respect are set out below: 2...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Agencies_dd_18122020.pdf -
Date: 2020-12-21
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_GL_Effective_Date_of_Reg_v2_1_6_2004_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_Initiative_on_Needs_Analysis_v2_1_5_2006_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_IARB_GN9_Travel_Business_v2_1_3_2010_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_GN4_GL_on_Misconduct_v2_17_5_1999_20190823.pdf -
Date: 2019-12-20
[PDF]
e-ppt20121005-02.pdf
...”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of useful STR • Major Responsibilities (2) : – Sharing of intelligence with overseas FIUs & local LEA / Regulators – Outreach and training to maintain the established international standards – International cooperation 香港 警察 擁有 這份 資料 的版 權...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2021-11-12
[PDF]
e-ppt20121005-02.pdf
...”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of useful STR • Major Responsibilities (2) : – Sharing of intelligence with overseas FIUs & local LEA / Regulators – Outreach and training to maintain the established international standards – International cooperation 香港 警察 擁有 這份 資料 的版 權...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2022-04-27
[PDF]
e-ppt20121005-02.pdf
...”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of useful STR • Major Responsibilities (2) : – Sharing of intelligence with overseas FIUs & local LEA / Regulators – Outreach and training to maintain the established international standards – International cooperation 香港 警察 擁有 這份 資料 的版 權...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2019-11-05
... Paper on IL (with 80 questions for a 2-hour exam, fees at HK$200 and HK$250 for pen-and-paper mode and computer screen mode respectively.) IIQE: Insurance Intermediaries Qualifying Examination. IL: Investment-linked Long Term Insurance. LI: Long term (including Linked Long Term) Insurance Intermediary...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN7on_Adm_Framework_IIQE_for_ILLT_Ins._v1_8_12_09_eg19.pdf -
Date: 2019-12-20