.../ notice/search/un/1416963 click here QDi.095 Name: 1: LIONEL 2: DUMONT 3: na 4: na Title: na Designation: na DOB: 29 Jan. 1971 POB: Roubaix, France Good quality a.k.a.: a) Jacques Brougere b) Abu Hamza c) Di Karlo Antonio d) Merlin Oliver Christian Rene e) Arfauni Imad Ben Yousset Hamza f) Imam Ben Yussuf...

... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...

... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...

... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...

... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...

... to reflect the current market value. For example, a futures broker should mark its clients’ open position regularly to ensure that margin calls would be made if the clients’ margins fall short of the maintenance margin. Frequent marking to market should be performed especially when there is a...

... calls would be made if the clients’ margins fall short of the maintenance margin. Frequent marking to market should be performed especially when there is a dramatic move in the market. (ii) Limit Setting Market risk exposure of a financial intermediary can be limited by setting trading limits. For...

... ensure that margin calls would be made if the clients’ margins fall short of the maintenance margin. Frequent marking to market should be performed especially when there is a dramatic move in the market. (ii) Limit Setting Market risk exposure of a financial intermediary can be limited by setting trading...

... (including the limit of indemnity, deductible amount and automatic reinstatement clauses), maintenance of separate client accounts and the keeping of proper books and accounts. Compliance with these requirements is an essential part of the trust which members of the public are entitled to have in the broker...

... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...