... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...

... request 1.4 IA will, on request, provide additional information relating to its policies, functions, decisions and other matters falling within its area of responsibility, except those requests for information in the areas listed in Part 2, which may be refused. Legal obligations and restrictions 1.5 The...

... experience occupying a management position in the insurance industry; (b) if he/she holds no insurance qualification, he/she has a minimum of five years relevant experience in the insurance industry of which two years is at management position; (c) he/she has attained a minimum education level of Form 5...

... true and correct translation of the original. (4) If insufficient space is provided in this form, please give details on a separate sheet. (5) Unless otherwise indicated, all references to sections or schedules are sections of or schedules to the Ordinance. (6) Please specify, as applicable, the...

... true and correct translation of the original. (4) If insufficient space is provided in this form, please give details on a separate sheet. (5) Unless otherwise indicated, all references to sections or schedules are sections of or schedules to the Ordinance. (6) Please specify, as applicable, the...

... true and correct translation of the original. (4) If insufficient space is provided in this form, please give details on a separate sheet. (5) Unless otherwise indicated, all references to sections or schedules are sections of or schedules to the Ordinance. (6) Please specify, as applicable, the...

... partner of the IIA to work out fair and reasonable conduct standards to promote good business practice and to enhance public confidence in the insurance industry. 5. In addition to good business practice, competence of practitioners is equally important in the insurance business. And this is particularly...

... treating customer fairly and providing accurate and adequate information to customers to enable customers to make informed decisions as stipulated under General Principles 2 and 5 of the Code of Conduct for Licensed Insurance Agents and Code of Conduct for Licensed Insurance Brokers. As such, customers who...

... partner of the IIA to work out fair and reasonable conduct standards to promote good business practice and to enhance public confidence in the insurance industry. 5. In addition to good business practice, competence of practitioners is equally important in the insurance business. And this is particularly...