Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... thus contributing collectively to market integrity and consumer protection.” The IA acknowledges Mr Cheung’s cooperation in accepting the disciplinary actions which has resulted in prompt resolution of this matter1. For further information on the IA’s enforcement...
https://www.ia.org.hk/english/infocenter/press_releases/20240110.html -
Date: 2024-01-10
... 1 New Regulatory Regime for Insurance Intermediaries 23 September 2019 Speech by Dr Moses Cheng Praveen1, Rath2, Gary3, distinguished guests, friends and colleagues, ladies and gentlemen, Good afternoon. Let me extend to all of you my warmest welcome. Thank you so much for the efforts of making it...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2020-06-12
... FATF Statement and IAIS Paper Our Ref: INS/TEC/6/45 12 November 2021 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Publication of Revised Application Paper on Combating Money Laundering...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATF_Public_Statement_Circular_20211112.pdf -
Date: 2021-11-26
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
... organization): Contact Details: Question 1 Is the proposed definition of “regulated entity” sufficiently broad to cover all types of regulated entities in an insurance group? Question 2 Having regard to the intention in paragraphs 29 and 30 in the consultation paper, is there a need to specify the definitions...
https://www.ia.org.hk/english/infocenter/files/Feedback_Template_on_the_Draft_Insurance_Group_Capital_Rules_ENG.docx -
Date: 2020-08-19
... press “1” > ”0”). Anyone suspecting a scam can report the case to the Police via their “Anti-Scam Helpline 18222”. Ends ...
https://www.ia.org.hk/english/infocenter/press_releases/20230627_1.html -
Date: 2023-06-27
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) (revised on 12 May 2015) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
A1_Form_Jan_2022.pdf
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2024-09-12