... Insurance Authority bans To Kong until 14 July 2024 8 March 2022 The Insurance Authority (“IA”) has taken disciplinary action against former technical representative (broker) Mr To Kong, prohibiting him from applying to be licensed until...
https://www.ia.org.hk/english/infocenter/press_releases/20220308.html -
Date: 2022-03-08
... Ordinance introduces the following new provisions, among others, which are likely to be relevant to you: (1) New section 8A prohibits, except under the authority of a licence granted by the Secretary for Security, dealing, directly or indirectly, with any property knowing that, or being reckless as to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180604.pdf -
Date: 2019-02-01
... of long term insurance policy. Background CIB Membership Regulation 14.7.8 requires our Members and their Chief Executive and Technical Representatives to deliver any new long term insurance policy issued by the insurer through him to his client without delay. It has come to our notice that in some...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_29_1_2010_eg19.pdf -
Date: 2019-12-20
... different to that of the industry. 8. As pointed out by Niall Ferguson, - 3 - “Evolution in financial services occurs within the regulatory framework”1. A sound regulatory framework, whilst protecting the interests of policyholders, is facilitating growth of the industry through healthy evolution and...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160421_HKFIlunchtalk.pdf -
Date: 2021-12-09
... different to that of the industry. 8. As pointed out by Niall Ferguson, - 3 - “Evolution in financial services occurs within the regulatory framework”1. A sound regulatory framework, whilst protecting the interests of policyholders, is facilitating growth of the industry through healthy evolution and...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160421_HKFIlunchtalk.pdf -
Date: 2021-09-08
... different to that of the industry. 8. As pointed out by Niall Ferguson, - 3 - “Evolution in financial services occurs within the regulatory framework”1. A sound regulatory framework, whilst protecting the interests of policyholders, is facilitating growth of the industry through healthy evolution and...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160421_HKFIlunchtalk.pdf -
Date: 2020-06-12
... currency used. (7) Please complete the Checklist at the Appendix. (8) IMPORTANT: (a) An application should not be made until all the information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.docx -
Date: 2022-01-06
... currency used. (7) Please complete the Checklist at the Appendix. (8) IMPORTANT: (a) An application should not be made until all the information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.docx -
Date: 2022-05-31