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⏭... licensees may encounter difficulties in earning the CPD hours required before the deadline of 31 July 2020 and may therefore be unable to comply with the CPD requirements for the Assessment Period ending on 31 July 2020. One-off Extension of CPD Fulfillment Deadline by 3 Months With this in mind, the IA has...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_brokers.pdf -
Date: 2020-06-15
... licensees may encounter difficulties in earning the CPD hours required before the deadline of 31 July 2020 and may therefore be unable to comply with the CPD requirements for the Assessment Period ending on 31 July 2020. One-off Extension of CPD Fulfillment Deadline by 3 Months With this in mind, the IA has...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_brokers.pdf -
Date: 2020-12-21
... of funds or taking additional measures to mitigate the risk of money laundering or terrorist financing. Guideline 3 on Anti- Money Laundering and Counter-Terrorist financing2 (“Guideline 3”) issued by the IA pursuant to section 7 of AMLO required a financial institution to take reasonable measures to...
https://www.ia.org.hk/english/infocenter/press_releases/files/Statement_of_Disciplinary_Action_20220131.pdf -
Date: 2022-01-31
[PDF]
Annex_I.pdf
... Recent Update of the Guideline on Anti-Money Laundering and Counter Terrorist Financing 4:30pm – 4:45pm Q & A Session 2 Anti-Money Laundering and Counter-Terrorist Financing Seminars 2019 Seminar 2 Date 28 October 2019 (Monday) Time 9:30 am – 12:30 pm (Registration starts at 9:15 am) Venue Lecture...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Annex_I.pdf -
Date: 2019-12-24
... Microsoft Word - Draft Rundown for 3.5.2019_(Updated on 30.4.2019).docx Future Task Force of the Insurance Industry Meeting of the Working Group on Embracing Fintech in Hong Kong 3 May 2019 Theme: Insurtech Presents Opportunities for Insurance Intermediaries Time Duration Programme 14:30-14:35 5...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019.pdf -
Date: 2019-06-06
... Microsoft Word - Draft Rundown for 3.5.2019_(Updated on 30.4.2019).docx Future Task Force of the Insurance Industry Meeting of the Working Group on Embracing Fintech in Hong Kong 3 May 2019 Theme: Insurtech Presents Opportunities for Insurance Intermediaries Time Duration Programme 14:30-14:35 5...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019_v2.pdf -
Date: 2019-06-06
... CPD Miniseries – Short Videos and PowerPoint Files The IA has prepared a series of videos about CPD compliance and reporting procedures. Please refer to the Chinese version for the videos and the PowerPoint files. ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/cpd_miniseries.html -
Date: 2021-07-19
... attached together with a copy of his Hong Kong Identity Card; and b. on or before 30 April 2009, he has to pass the Examination Paper; and iv. for an Applicant who has already passed the Examination Paper, he must on or before 30 April 2008 either: a. make an application for registration with the IARB; or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_HKFI_CoP_for_Admin_of_Agents_6th_Edition_1_6_2004_20190823.pdf -
Date: 2019-12-20
... (“LIC”) Date : 16 July 2015 Subject : Initiative on Financial Needs Analysis (“FNA”) and Updated Requirements Relating to the Sale of Investment Linked Assurance Scheme (“ILAS”) to Enhance Customer Protection In my capacity as Chairman of the Life Insurance Council under the Hong Kong Federation of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20