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⏭... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
[PDF]
20210917CPD_FAQEng.pdf
... Insurance Authority c.c. The Hong Kong Federation of Insurers Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers 1 Frequently Asked Questions on the Penalty Framework for Non-compliance with Continuing Professional Development (“CPD”) Requirements (“CPD Penalty...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQEng.pdf -
Date: 2021-12-10
... 1 Asian Insurance Forum 2021 “Opportunities and Challenges in the Post-pandemic New Normal” 7 December 2021 Welcome Remarks by Dr Moses Cheng Chairman of the Hong Kong Insurance Authority Chief Executive the Honourable Mrs Carrie Lam, Mr Yin1 , Mr Dixon2 , friends and colleagues, ladies and...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2021.pdf -
Date: 2021-12-09
... Statements issued by the Financial Action Task Force (“FATF”) Our Ref: INS/TEC/6/45 16 March 2022 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Further to our letter of 12 November 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATFPublicStatementCircular20220316.pdf -
Date: 2022-05-31
... available for the three basic IIQE papers: the (1) Principles and Practice of Insurance (P&P) paper, (2) General Insurance (GI) paper, and (3) Long Term Insurance (LT) paper. If an individual passes the relevant RIME papers, it would be considered “as if” he/she has passed the equivalent IIQE papers, and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_IIQE_20201221.pdf -
Date: 2020-12-21
... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
[PDF]
mou-frc-20071219.pdf
..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2020-09-28
[PDF]
mou-frc-20071219.pdf
..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2021-11-01