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egn2019232121.pdf
... concluded on 22 Jun. 2010. INTERPOL-UN Security Council Special Notice web link: https://www.interpol.int/ en/notice/search/un/5950653 click here Res. 1267/1989/2253 List Page 5 of 70 QDi.054 Name: 1: MAJEED 2: ABDUL CHAUDHRY 3: na 4: na Title: na Designation: na DOB: a) 15 Apr. 1939 b) 1938 POB: na Good...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
[PDF]
egn2019232222.pdf
... concluded on 22 Jun. 2010. INTERPOL-UN Security Council Special Notice web link: https://www.interpol.int/ en/notice/search/un/5950653 click here Res. 1267/1989/2253 List Page 5 of 70 QDi.054 Name: 1: MAJEED 2: ABDUL CHAUDHRY 3: na 4: na Title: na Designation: na DOB: a) 15 Apr. 1939 b) 1938 POB: na Good...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24
... Securities and Futures Commission (“SFC”) 4 or schemes as set out in the list of Recognized Jurisdiction Schemes5 as specified by SFC. Q 32C Further to the investment requirement as mentioned in Q&A 32 and elaborated on in Q&A 32B, please elaborate further on any specific requirement(s) necessary to ensure...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-12-10
... Securities and Futures Commission (“SFC”) 4 or schemes as set out in the list of Recognized Jurisdiction Schemes5 as specified by SFC. Q 32C Further to the investment requirement as mentioned in Q&A 32 and elaborated on in Q&A 32B, please elaborate further on any specific requirement(s) necessary to ensure...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-09-09
... a Regulated Person, for example, being guilty of misconduct or if the IA is of the opinion that the Regulated Person is/was not a fit and proper person5. Similarly, the IA is empowered under the IO to take certain disciplinary actions against an authorized insurer in the event the insurer is/was...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... 2022 Reporting Deadline: 30 September 2022 * Please see Completion Instructions and Reporting Procedures on Page 6 * A. PARTICULARS OF LICENSED INSURANCE INTERMEDIARY 1. Name in English*: 2. Name in Chinese* (if any): 3. IA Licence Number: 4. Mobile Number: 5. Email Address: * Full name as shown on...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31
... 2022 Reporting Deadline: 30 September 2022 * Please see Completion Instructions and Reporting Procedures on Page 6 * A. PARTICULARS OF LICENSED INSURANCE INTERMEDIARY 1. Name in English*: 2. Name in Chinese* (if any): 3. IA Licence Number: 4. Mobile Number: 5. Email Address: * Full name as shown on...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31
... a Regulated Person, for example, being guilty of misconduct or if the IA is of the opinion that the Regulated Person is/was not a fit and proper person5. Similarly, the IA is empowered under the IO to take certain disciplinary actions against an authorized insurer in the event the insurer is/was...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... a Regulated Person, for example, being guilty of misconduct or if the IA is of the opinion that the Regulated Person is/was not a fit and proper person5. Similarly, the IA is empowered under the IO to take certain disciplinary actions against an authorized insurer in the event the insurer is/was...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12