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Agent_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... title of which the word “client” appears. (ii) An insurance broker shall keep at least one client account and may keep as many such accounts as he thinks fit. (iii) An insurance broker who receives or holds monies on behalf of his client in relation to insurance broking business shall, without delay...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... keep at least one client account and may keep as many such accounts as he thinks fit. (iii) An insurance broker who receives or holds monies on behalf of his client in relation to insurance broking business shall, without delay, deposit such monies into the client account. There shall also be evidence...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20