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⏭... into a client account such monies as may be necessary for the opening or maintenance of the account and such monies are taken to be client monies for this purpose. (7) No monies other than monies described under subrules (5) and (6) may be paid into a client account maintained by a licensed insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... into a client account such monies as may be necessary for the opening or maintenance of the account and such monies are taken to be client monies for this purpose. (7) No monies other than monies described under subrules (5) and (6) may be paid into a client account maintained by a licensed insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
[PDF]
GL3_AML_Eng.pdf
... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... for implementing effective AML/CFT Systems that can adequately manage the ML/TF risks identified. In particular, the senior management should appoint a CO at the management level to have the overall responsibility for the establishment and maintenance of the II’s AML/CFT Systems; and a senior staff as...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... (including the limit of indemnity, deductible amount and automatic reinstatement clauses), maintenance of separate client accounts and the keeping of proper books and accounts. Compliance with these requirements is an essential part of the trust which members of the public are entitled to have in the broker...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
[PDF]
iaismmou.pdf
... (18 September 2012) 32. Washington State Office of the Insurance Commissioner, USA (18 September 2012) 33. Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collectivo (ISVAP), Italy (26 November 2012) 34. Central Bank of Ireland, Ireland (14 February 2013) 35. Prime Ministry...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-09-28
[PDF]
iaismmou.pdf
... (18 September 2012) 32. Washington State Office of the Insurance Commissioner, USA (18 September 2012) 33. Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collectivo (ISVAP), Italy (26 November 2012) 34. Central Bank of Ireland, Ireland (14 February 2013) 35. Prime Ministry...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-11-01