... of factors, including the academic qualifications, professional qualifications, working experience, reputation, character and financial status of an applicant. Particulars of all intermediaries can be found in the Register of Licensed Insurance Intermediaries on the IA website. 2 Understand the scope...

... factors, including the academic qualifications, professional qualifications, working experience, reputation, character and financial status of an applicant. Particulars of all intermediaries can be found in the Register of Licensed Insurance Intermediaries (iir.ia.org.hk) on the IA website. 2 Understand...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... products of Long Term Insurance (Including Linked Long Term Insurance) should be offered or recommended without the “Know Your Client” procedures having been duly conducted and the information collected properly assessed for the clients. 2. The assessment of the client’s needs should refer to the financial...

... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...

... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...

... continue to adhere strictly to the principle of fair treatment of customers. For details, please refer to the IA circulars issued to authorized life insurers on 21 February, 27 March, 15 June, 4 September, 2 December 2020, 24 February, 27 May, 13 September 2021, 4 March and 9...

... Appointment of Advisors for the Tahoe Life Insurance Company Limited 16 August 2023 The Insurance Authority (IA) today (16 August 2023) invoked powers under Section 35(2)(a) of the Insurance Ordinance (Cap. 41) to appoint Mr Peter Whalley and Mr...