... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... designated by the United Nations Security Council Committee (“Committee”) has been specified under the United Nations (Anti-Terrorism Measures) Ordinance (“UNATMO”). The list has been published in the Gazette (G.N. 165) on 12 January 2018 and is available on the Government’s website http://www.gld.gov.hk...

... designated by the United Nations Security Council Committee (“Committee”) has been specified under the United Nations (Anti-Terrorism Measures) Ordinance (“UNATMO”). The list has been published in the Gazette (G.N. 165) on 12 January 2018 and is available on the Government’s website http://www.gld.gov.hk...

... – Quantitative Requirements • Insurance Authority (“IA”) launched the first Quantitative Impact Study (“QIS 1”) and distributed the technical specifications and templates to the industry on 28 July 2017. • QIS 1 submissions by 1 December 2017 Data analysis will be performed thereafter Preparation of QIS 2 4...

... – Quantitative Requirements • Insurance Authority (“IA”) launched the first Quantitative Impact Study (“QIS 1”) and distributed the technical specifications and templates to the industry on 28 July 2017. • QIS 1 submissions by 1 December 2017 Data analysis will be performed thereafter Preparation of QIS 2 4...

... – Quantitative Requirements • Insurance Authority (“IA”) launched the first Quantitative Impact Study (“QIS 1”) and distributed the technical specifications and templates to the industry on 28 July 2017. • QIS 1 submissions by 1 December 2017 Data analysis will be performed thereafter Preparation of QIS 2 4...

... 12 July 2019 Our Ref: ENF/GPP/19/002 By Email only To: Chief Executives of all authorized insurers Dear Sirs, GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41) I enclose a copy of GL22 - Guideline on Exercising...

... 2009 2008 2007 2006 2005 All Circulars issued by the Office of the Commissioner of Insurance prior to 26 June 2017 have effect as if they were issued by the Insurance Authority. References to the Office of the Commissioner of Insurance in...

... with creditors, have been adjudicated bankrupt, or you are currently subject to receivership, administration, liquidation, bankruptcy or other similar proceedings. Please provide a copy of the relevant documents (e.g. certificate of discharge), and reference letters (if any) concerning your fitness and...