... of (a) the disciplinary documents (including correspondence, report, submissions and decision letter); and (b) reference letters (if any) concerning your fitness and properness to carry on regulated activities under the Insurance Ordinance. If there is not enough space, please provide the required...

... of (a) the disciplinary documents (including correspondence, report, submissions and decision letter); and (b) reference letters (if any) concerning your fitness and properness to carry on regulated activities under the Insurance Ordinance. If there is not enough space, please provide the required...

... directions in this Guidance Note regarding the use of Other Names but they should ensure that they are compliant with all relevant directions and regulations. Background 1. It is prescribed under Membership Regulation 7.4 that “A Member shall not adopt a company name that, in the opinion of the General...

... advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use...

... advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use...

... advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use...

...;) Further to my letters of 13 December 2002 and 5 March 2003, I am writing to advise you that a new consolidated list of names designated by the relevant United Nations Security Council Committee was published in the Gazette (G.N. 1417 and G.N. 1418) on 7 March 2003 in accordance with the Ordinance and the...

... 28 October 2021 By Email Only To: Chief Executives of all Authorized Insurers, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies Dear Sirs, COVID-19 Vaccination Programme I am grateful to you for responding positively to our...

... 4 February 2022 By e-mail To: Chief Executives of all Authorized Insurers, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies Dear Sirs, Letter from the Financial Secretary on the Evolving Pandemic Situation in Hong Kong I...

... Frequently Asked Questions in relation to Anti-Money Laundering and Counter-Terrorist Financing 15 April 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Frequently Asked Questions in relation to Anti-Money Laundering and...