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Form_S4_Eng_Feb2021.pdf
... of (a) the disciplinary documents (including correspondence, report, submissions and decision letter); and (b) reference letters (if any) concerning your fitness and properness to carry on regulated activities under the Insurance Ordinance. If there is not enough space, please provide the required...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S4_Eng_Feb2021.pdf -
Date: 2022-01-06
[PDF]
Form_S4_Eng_Feb2021.pdf
... of (a) the disciplinary documents (including correspondence, report, submissions and decision letter); and (b) reference letters (if any) concerning your fitness and properness to carry on regulated activities under the Insurance Ordinance. If there is not enough space, please provide the required...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S4_Eng_Feb2021.pdf -
Date: 2022-05-31
... directions in this Guidance Note regarding the use of Other Names but they should ensure that they are compliant with all relevant directions and regulations. Background 1. It is prescribed under Membership Regulation 7.4 that “A Member shall not adopt a company name that, in the opinion of the General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN13_GN_on_Using_Business_Names_v1_17_09_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
e-ppt20131017-01.pdf
... advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20131017-01.pdf
... advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05
[PDF]
ilens14-p4.pdf
... y 2003 , t he S tee r i ngCommittee of the IIQAS agreed that the HKSI Practising Certificate and the HKSI Specialist Certificate issued by the Hong Kong Securities Institute ( "HKSI " ) shou ld be added to the exemption list of the Investment-linked Long Term Insurance Examinat ion. Consequently, a...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-09-28
[PDF]
ilens14-p4.pdf
... y 2003 , t he S tee r i ngCommittee of the IIQAS agreed that the HKSI Practising Certificate and the HKSI Specialist Certificate issued by the Hong Kong Securities Institute ( "HKSI " ) shou ld be added to the exemption list of the Investment-linked Long Term Insurance Examinat ion. Consequently, a...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-11-01
[PDF]
ilens14-p4.pdf
... y 2003 , t he S tee r i ngCommittee of the IIQAS agreed that the HKSI Practising Certificate and the HKSI Specialist Certificate issued by the Hong Kong Securities Institute ( "HKSI " ) shou ld be added to the exemption list of the Investment-linked Long Term Insurance Examinat ion. Consequently, a...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-09-01
[PDF]
ilens14-p4.pdf
... y 2003 , t he S tee r i ngCommittee of the IIQAS agreed that the HKSI Practising Certificate and the HKSI Specialist Certificate issued by the Hong Kong Securities Institute ( "HKSI " ) shou ld be added to the exemption list of the Investment-linked Long Term Insurance Examinat ion. Consequently, a...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-06-19