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⏭... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
GL14.pdf
... Introduction GL14 GUIDELINE ON OUTSOURCING Insurance Authority Contents Page 1. Introduction……..……………………………….……….. 1 2. Application of this Guideline…….…........….…........…… 1 3. Interpretation………………………………………..……. 2 4. Legal and Regulatory Obligations………………….……. 3 5. Essential Issues...
https://www.ia.org.hk/english/legislative_framework/files/GL14.pdf -
Date: 2020-09-24
... its businesses; (g) the member shall maintain a professional indemnity insurance policy with a minimum limit of indemnity for any one claim and in any one insurance period of 12 months, of a sum equal to two years' annual brokerage of the member or HK$3,000,000.00 whichever is the greater, and the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_PIBA_Membership_Regulations_v5_15_4_2013_eg19.pdf -
Date: 2019-12-20
[PDF]
GL27_English.pdf
... GL27 GUIDELINE ON LONG TERM INSURANCE POLICY REPLACEMENT Insurance Authority Contents Page 1. Introduction………………………………………………………. 1 2. Interpretation…………………………………...………………… 1 3. Relevant Regulatory Requirements and Status of this Guideline……………………………………….………………… 2 4. Scope of Application...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf -
Date: 2020-09-24
... activity, or hold out that the person is carrying on a regulated activity, in the course of the person’s business or employment, or for reward unless the person is a licensed insurance intermediary or is exempt under the Ordinance. 1.3 The regulatory regime for insurance intermediaries is activity-based...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2021-10-12
[PDF]
Long_term_policy.pdf
... GL27 GUIDELINE ON LONG TERM INSURANCE POLICY REPLACEMENT Insurance Authority Contents Page 1. Introduction………………………………………………………. 1 2. Interpretation…………………………………...………………… 1 3. Relevant Regulatory Requirements and Status of this Guideline……………………………………….………………… 2 4. Scope of Application...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf -
Date: 2020-06-24
... activity, or hold out that the person is carrying on a regulated activity, in the course of the person’s business or employment, or for reward unless the person is a licensed insurance intermediary or is exempt under the Ordinance. 1.3 The regulatory regime for insurance intermediaries is activity-based...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... activity, or hold out that the person is carrying on a regulated activity, in the course of the person’s business or employment, or for reward unless the person is a licensed insurance intermediary or is exempt under the Ordinance. 1.3 The regulatory regime for insurance intermediaries is activity-based...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
[PDF]
e-ppt20141013-02.pdf
... Banking • E‐banking • Multiple Remitters • Overseas Remittance • Temporary Repository of Funds • 3rd Party Deposits • Co‐mingling of Funds with Crime Proceeds ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ • Opening Accounts in Different Institutions • 3rd Party Signatory • Unlicensed...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-02.pdf -
Date: 2021-11-12