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⏭... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
[PDF]
Cir_dd_07.07.2021.pdf
... principals to the Insurance Authority (“IA”) We write further to our circular dated 1 April 2021 regarding the CPD compliance reporting procedures for the Combined Assessment Periods of 23 September 2019 to 31 July 2020 (2019/20) and 1 August 2020 to 31 July 2021 (2020/21). Important deadlines By way of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-12-10
[PDF]
Cir_dd_07.07.2021.pdf
... principals to the Insurance Authority (“IA”) We write further to our circular dated 1 April 2021 regarding the CPD compliance reporting procedures for the Combined Assessment Periods of 23 September 2019 to 31 July 2020 (2019/20) and 1 August 2020 to 31 July 2021 (2020/21). Important deadlines By way of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_07.07.2021.pdf -
Date: 2021-09-09
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
...公司）及其持牌保險中介人，就《指引 24》的個別規定，提供更詳細的說明。保監局會不時檢視「釋義文件」並在 有需要時作更新或補充。 「釋義文件」涵蓋以下事項，並適用於 2021 年 8 月 1 日或以後的持續專 業培訓評核期： 1. 主事人及個人持牌人的責任； 2. 每個持續專業培訓評核期內，藉參與電子學習活動所獲取的持續專業 培訓時數的上限； 3. 藉參與以網上虛擬課程方式進行的持續專業培訓活動； 4. 對於牌照持續暫時吊銷或撤銷少於 180 日的持續專業培訓時數規定； 5. 對於牌照持續暫時吊銷或撤銷達 180 日或以上的持續專業培訓時數 規定；及 6. 在同一或不同評核期內，重複參與同一個持續...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes_chi.pdf -
Date: 2021-12-10
...公司）及其持牌保險中介人，就《指引 24》的個別規定，提供更詳細的說明。保監局會不時檢視「釋義文件」並在 有需要時作更新或補充。 「釋義文件」涵蓋以下事項，並適用於 2021 年 8 月 1 日或以後的持續專 業培訓評核期： 1. 主事人及個人持牌人的責任； 2. 每個持續專業培訓評核期內，藉參與電子學習活動所獲取的持續專業 培訓時數的上限； 3. 藉參與以網上虛擬課程方式進行的持續專業培訓活動； 4. 對於牌照持續暫時吊銷或撤銷少於 180 日的持續專業培訓時數規定； 5. 對於牌照持續暫時吊銷或撤銷達 180 日或以上的持續專業培訓時數 規定；及 6. 在同一或不同評核期內，重複參與同一個持續...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes_chi.pdf -
Date: 2021-09-09
... required to notify the IA regarding relevant changes of its directors and controllers1, as follows: Section 64ZZD of the Insurance Ordinance (Cap. 41) Duty to notify the Insurance Authority of change of directors or controllers for licensed insurance broker company...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_05.html -
Date: 2024-01-12