... apply for insurance online on your own, there is no insurance intermediary to remind you of the expiry date of the insurance policy, and the insurer may not provide you with a paper insurance policy. You should: Pay attention to the coverage period and renewal procedure 5 Since not all insurance...

... hours required on “Ethics or Regulations”.  According to paragraphs 30 – 32 of Annex 1 to GL24, individual licensees can earn a maximum of 5 CPD hours for each CPD Assessment Period through participation in Type 1 and Type 7 E-learning Activities. However, to...

... reception this year. This is the reflective of our shared philosophy of a “modern and forward thinking Insurance Industry”. Let’s work together closely to realise this. 5. As you would most probably know by now, the IA will take over the - 2 - regulatory functions of the Office of the Commissioner of...

... supports the FSTB in conducting the territory-wide ML/TF Risk Assessment 3© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Overall ML / TF Risk 4© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 ML Risk Medium High TF Risk Medium Low 5© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Sectoral Risk • 12 sectoral assessments...

... System ML/TF Risk Assessment 5 5 Paragraph 2.2 of the Guideline 6 How to conduct a ML/TF risk assessment?  Various approaches to conduct a risk assessment  Commensurate with nature/size/global footprint of business  Not necessarily complex Process of ML/TF Risk Assessment Identify Assess Understand...

... exemption applies2. 1.4 This Note aims to provide guidance on the extent to which certain bank-client interactions or ancillary banking activities related to insurance would be regarded as “regulated activities”, thus requiring licensing of the relevant bank and bank staff. 1.5 This Note is not intended to...

... exemption applies2. 1.4 This Note aims to provide guidance on the extent to which certain bank-client interactions or ancillary banking activities related to insurance would be regarded as “regulated activities”, thus requiring licensing of the relevant bank and bank staff. 1.5 This Note is not intended to...

... exemption applies2. 1.4 This Note aims to provide guidance on the extent to which certain bank-client interactions or ancillary banking activities related to insurance would be regarded as “regulated activities”, thus requiring licensing of the relevant bank and bank staff. 1.5 This Note is not intended to...

... United Nations Sanctions (ISIL and AI-Qaida) Regulation List of relevant persons and entities 6 January 2022 United Nations (Anti-Terrorism Measures) Ordinance G.N. (E.) 17 of 2022 5 January 2022...

...所欠的持續專業培訓時數。是次紀律行動及有關代理的詳情，可於保監局網站的「持牌保險 中介人登記冊」內使用「按公開紀律行動日期」的搜索功能查閲。 今後違反持續專業培訓規定的個案，將根據我們於 2021 年 7 月 23 日發布的「不遵守持續專業 培訓規定的罰則框架」通函予以處理。該通函亦提到主事保險公司有責任採取適當的監控措施 ，確保獲保險公司委任的持牌保險代理符合持續專業培訓的要求。 此外，根據《保險業條例》 （第 41 章）第 81(5) 條，保監局可向公眾就不遵守持續專業培訓規定所採取的任何紀律行動披 露細節。 有關保監局的其他執法工作資料，請瀏覽於保監局網站的「法規執行消息」。 如有對上述...