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cir_aml_20170309.pdf
..., accounts, transactions or dealings with the named persons or entities. If such review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. Should you have any enquiries on the above, please contact Ms Cindy Leung at 2153 2756 or Miss...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170309.pdf -
Date: 2018-01-15
... Regulatory Reminders Licensed insurance broker companies - Good practices on notifications in relation to changes in directors and controllers December 2023 Under section 64ZZD of the Insurance Ordinance, a licensed insurance broker company is...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_05.html -
Date: 2024-01-12
... terrorist financing; The Companies failed to review, on at least an annual basis, documents, data and information relating to customers which presented a high risk of money laundering or terrorist financing to ensure such documents, data and information were up to date; The Companies...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
... IA”) may impose on a person a pecuniary penalty either on its own or together with other disciplinary sanctions under section 81(4) if: (a) the person is, or was at any time, guilty of misconduct when the person is a regulated person; (b) the person was at any time guilty of misconduct when the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... IA”) may impose on a person a pecuniary penalty either on its own or together with other disciplinary sanctions under section 81(4) if: (a) the person is, or was at any time, guilty of misconduct when the person is a regulated person; (b) the person was at any time guilty of misconduct when the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
...”. Note: The Code of Practice for Life Insurance Replacement (“the Code”) is a self-regulatory measure of the insurance industry promulgated by The Hong Kong Federation of Insurers (“HKFI”). Where there is any discrepancy between the version of the Code published on this website and that of the HKFI, the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/other_regulatory_and_self_regulatory_initiatives.html -
Date: 2017-06-22
... temporary facilitative measures, widening the types of life insurance products that can be distributed through non-face-to-face methods to minimise the risk of infection during the selling process. On top of Qualifying Deferred Annuity Policy (QDAP) and Voluntary Health Insurance Scheme (VHIS...
https://www.ia.org.hk/english/infocenter/press_releases/20200327.html -
Date: 2020-03-27