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⏭... keeping requirements in all laws, rules, regulations, codes and guidelines applicable to the broker company. This would include the specific requirements in the Brokers’ Code (see Standards and Practices Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 15 3.6(ii), 5.2(c...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... keeping requirements in all laws, rules, regulations, codes and guidelines applicable to the broker company. This would include the specific requirements in the Brokers’ Code (see Standards and Practices Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 15 3.6(ii), 5.2(c...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
form-iaib3.pdf
... each person) 5. All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.pdf -
Date: 2022-01-06
[PDF]
form-iaib3.pdf
... each person) 5. All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.pdf -
Date: 2022-05-31
[PDF]
form-iaib3.pdf
... each person) 5. All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.pdf -
Date: 2020-06-24
[PDF]
form-iaib3.pdf
... each person) 5. All applicants should also complete Form IA-IB5 and, if applicable, Form IA-IB6 in respect of each of their chief executives and technical representatives respectively. (one form for each person) Notes on Completion of this Form 1. If there is insufficient space to complete the answer...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.pdf -
Date: 2019-04-24
... FATF Statement and IAIS Paper Our Ref: INS/TEC/6/45 12 November 2021 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Publication of Revised Application Paper on Combating Money Laundering...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATF_Public_Statement_Circular_20211112.pdf -
Date: 2021-11-26
... A6 Application for Approval of the Varying Line(s) of Business by Individual Insurance Agent/TR(A)/TR(B) Important Notes: Please submit a Form A6 duly signed by the insurance intermediary (together with the new IIQE result) applying for...
https://www.ia.org.hk/english/infocenter/forms/intermediaries.html -
Date: 2023-11-08