Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GL31_20191129e.pdf
... Purpose, Application and Status of this Guideline ............................. 4 4. Responsibilities of Board of Directors, Individual appointed as Controller and Senior Management .................................................... 6 5. Product Design...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL31_20191129e.pdf -
Date: 2020-06-24
[PDF]
GL31_20191129e.pdf
... Purpose, Application and Status of this Guideline ............................. 4 4. Responsibilities of Board of Directors, Individual appointed as Controller and Senior Management .................................................... 6 5. Product Design...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL31_20191129e.pdf -
Date: 2019-11-29
[DOC]
sn-general-2008.doc
... Domestic Helper Insurance 1.3.3 Travel Insurance 1.3.4 Commercial Combined Policies 1.4 Property Insurance and Pecuniary Insurance 1/32 1.4.1 Fire and Extra Perils Insurance 1.4.1a Fire Business Interruption Insurance 1.4.2 “All Risks” Insurance 1.4.3 Theft Insurance 1.4.4 Glass Insurance 1.4.5 Money...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-general-2008.doc -
Date: 2019-12-02
... situations where it is assessed that the product may not be suitable for the applicant(s) based on the information disclosed in the FNA and RPQ. In addition, whenever box B is ticked, the applicant(s) must in their own handwriting provide sufficient explanation as to Page 5 of 54 (effective no later than 1...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... United Nations Sanctions (ISIL and AI-Qaida) Regulation List of relevant persons and entities 6 January 2022 United Nations (Anti-Terrorism Measures) Ordinance G.N. (E.) 17 of 2022 5 January 2022...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2022.html -
Date: 2022-05-31
...所欠的持續專業培訓時數。是次紀律行動及有關代理的詳情，可於保監局網站的「持牌保險 中介人登記冊」內使用「按公開紀律行動日期」的搜索功能查閲。 今後違反持續專業培訓規定的個案，將根據我們於 2021 年 7 月 23 日發布的「不遵守持續專業 培訓規定的罰則框架」通函予以處理。該通函亦提到主事保險公司有責任採取適當的監控措施 ，確保獲保險公司委任的持牌保險代理符合持續專業培訓的要求。 此外，根據《保險業條例》 （第 41 章）第 81(5) 條，保監局可向公眾就不遵守持續專業培訓規定所採取的任何紀律行動披 露細節。 有關保監局的其他執法工作資料，請瀏覽於保監局網站的「法規執行消息」。 如有對上述...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
... intermediaries carrying on long term insurance business. 2 The Companies contravened sections 5(1), 10(1), 10(2), 15, 19(1), 19(3) and 23 of Schedule 2 to AMLO. ...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
... 5 July 2019 GL21: Guideline on Enterprise Risk Management Attachment: GL21 Attachment: Survey 28 June 2019 Market Survey of Insurance Agencies Engaging in General Business 28 June 2019...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2019.html -
Date: 2019-11-29
[HTML]
Consultation Documents
... Insurance (Maintenance of Assets in Hong Kong) Rules, Draft Insurance (Marine Insurers and Captive Insurers) Rules and Draft Insurance (Lloyd’s) Rules 5 December 2023 Consultation Paper on Draft Insurance (Valuation and Capital) Rules and Draft Insurance...
https://www.ia.org.hk/english/infocenter/consultation_documents.html -
Date: 2024-01-11
[PDF]
cir_aml_20170915.pdf
...://www.gld.gov.hk/egazette/. The Congo Regulation implements sanctions against the Democratic Republic of the Congo imposed by the United Nations Security Council (“UNSC”) under Resolution 2360. We would like to draw your attention to section 5 of the Congo Regulation which provides for the prohibition against...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170915.pdf -
Date: 2018-01-15