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20180605_ppt_part1.pdf
... 無投影片標題 1© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Philip Tsang Chief Inspector of Police Lorraine Cheng / Shingo Lai Senior Inspector of Police Money Laundering / Terrorist Financing Risk Assessment Unit Narcotics Bureau Hong Kong Police Force 2© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Important...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2022-04-27
[PDF]
20180605_ppt_part1.pdf
... 無投影片標題 1© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Philip Tsang Chief Inspector of Police Lorraine Cheng / Shingo Lai Senior Inspector of Police Money Laundering / Terrorist Financing Risk Assessment Unit Narcotics Bureau Hong Kong Police Force 2© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 Important...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2019-11-05
... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
... regular basis. Sufficiently regular basis in this regard will depend on the size and complexity of the broker’s operations and further guidance on this is included below. 2. In developing systems of control brokers should have regard to the following control objectives: 2.1 Control objectives over...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
... this Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance. Background CIB Membership Regulation 5.2 requires our Members to maintain Professional Indemnity Insurance (“PII”) with a minimum limit of indemnity determined with reference to their insurance brokerage income...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... CIB - IIQAS CPD Programme Administrative Framework v2 (10.3.2015).pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_IIQAS_CPD_Programme_Administrative_Framework_10_3_2005_eg19.pdf -
Date: 2019-12-20
[PDF]
New_regime_2_English.pdf
... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2021-12-14
[PDF]
New_regime_2_English.pdf
... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2022-05-24
[PDF]
New_regime_2_English.pdf
... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2020-06-23