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⏭... have been updated and can be downloaded from the HKFI website: http://www.hkfi.org.hk/pdf/en/download/FAQs%20on%20Initiative%20on%20FNA.pdf The FAQs may be updated and revised from time to time, you are therefore advised to check the HKFI website regularly. SH/JW/LC Encl. (as at 29 January 2016) - 1...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
...). Having made reference to prevailing ILS transactions and offering documents, we understand that the subscription size of ILS by private placement is commonly within the range of US $5 to $10 million (about HK $39 to $78 million) but the subscription threshold is usually set at a lower level at say US $1...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_Draft_Insurance_Special_Purpose_Business_Rules_ENG.pdf -
Date: 2020-09-04
[PDF]
cir_aml_20170810.pdf
... arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations. A. Individuals associated with ISIL (Da’esh) and Al-Qaida QDi.408 Name: 1: ALEXANDA 2: AMON 3: KOTEY 4: na Title: na Designation: na DOB: 13 Dec. 1983 POB...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170810.pdf -
Date: 2018-01-15
... leaflet_Hi_tech_V1_eng Insurance Digital Onboarding Smart Tips for Online Self-service Insurance Insurance Digital Onboarding Smart Tips for Online Self-service Insurance General insurance products, such as travel, household, domestic helper and motor insurance; Term life policies; Certain...
https://www.ia.org.hk/english/infocenter/files/Digital_onboarding_1_en.pdf -
Date: 2022-05-24
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... 1_HKFI_Code_of_Practice_for_Life_Insurance_Replacement_v1_1_12_1994.pdf APPENDIX II Life Insurance Council of the Hong Kong Federation of Insurers Code of Practice for Life Insurance Replacement REPLACEMENT INQUIRY FORM To : From : Date : Re : Name of Agent ID Card No. Actions taken by the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1a_HKFI_CoP_Life_Ins_Replacement_v1_1_12_1994_20190823.pdf -
Date: 2019-12-20