Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
Circular_24022020.pdf
... contact Ms Fanny Chu at 3899 9749 or Ms Diana Wong at 3899 9757. Yours faithfully, Stephen Po Executive Director Market Conduct Division Insurance Authority c.c. Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers Encl. - 3 - Annex List of information and documents...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-12-21
[HTML]
Consultation Documents
... Regulatory Regime for Insurance Intermediaries 3 September 2019 Consultation Conclusions on the Code of Conduct for Licensed Insurance Brokers 3 September 2019 Consultation Conclusions on the Code of Conduct...
https://www.ia.org.hk/english/infocenter/consultation_documents.html -
Date: 2024-01-11
... are used for promoting a specific investment product to investors will be restricted.” Section 3.11 of The Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission also issued by SFC stipulates that “In promoting a specific investment product to a client, a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_on_Gifts_v1_9_5_2011_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3.Relevant_Questions_regarding_completing_CPD_Form.pdf -
Date: 2019-12-20
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/3q24gen_Mkt_UW_Results.pdf -
Date: 2025-01-17
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/3q24gen_Mkt_UW_Results.pdf -
Date: 2025-01-17
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/3q24gen_Mkt_UW_Results.pdf -
Date: 2025-02-18
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/3q24gen_Mkt_UW_Results.pdf -
Date: 2025-02-17
...No Content...
https://www.ia.org.hk/english/infocenter/files/RTHK_TV_Series_Print_Adv_Headline_3.pdf -
Date: 2025-10-17
...No Content...
https://www.ia.org.hk/english/enforcement/tv_series/files/RTHK_TV_Series_Print_Adv_Headline_3.pdf -
Date: 2025-10-17