... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... of factors, including the academic qualifications, professional qualifications, working experience, reputation, character and financial status of an applicant. Particulars of all intermediaries can be found in the Register of Licensed Insurance Intermediaries on the IA website. 2 Understand the scope...

... factors, including the academic qualifications, professional qualifications, working experience, reputation, character and financial status of an applicant. Particulars of all intermediaries can be found in the Register of Licensed Insurance Intermediaries (iir.ia.org.hk) on the IA website. 2 Understand...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... products of Long Term Insurance (Including Linked Long Term Insurance) should be offered or recommended without the “Know Your Client” procedures having been duly conducted and the information collected properly assessed for the clients. 2. The assessment of the client’s needs should refer to the financial...

... referred to in Article 48 of the Amended Articles of Association of The Hong Kong Federation of Insurers. 1. 此乃獲保險業監督管局根據《保險公司業條例》（下稱《條例》）第 67 條認可，並根據香港保險業聯會（下稱「保聯」）《修訂章程細則》 （下稱《章程》）第 48 條編訂的《保險代理管理守則》（2010 年 3 月 1 日出版的第七版特別增補及更新資料的修訂）（下稱「本《守 則》」）。 Under clause 2: i. delete as shown on right-hand side ii....

... insurance policy (including rider and top-up) falling under the following types must be accompanied by a financial needs analysis (“FNA”) form: (a) Any policies of the nature specified in Class A in Part 2 of the Schedule 1 to the Insurance Ordinance (Cap. 41) (“IO”) except – (i) term insurance policies...